Last Updated: June 1, 2025
MoneyLife Financial Group, LLC is a registered member of the Financial Industry Regulatory Authority (FINRA), the self-regulatory organization overseeing U.S. broker-dealers.
We are a member of the Securities Investor Protection Corporation (SIPC), which protects securities customers of its members up to $500,000 (including $250,000 for claims for cash).
Our investment advisory activities are conducted in compliance with the Securities Exchange Act of 1934 and applicable SEC regulations governing registered investment advisers.
MLFG maintains a comprehensive Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) program, including Customer Identification Program (CIP) and Suspicious Activity Reporting (SAR) procedures.
MoneyLife Financial Group, LLC ("MLFG") operates under the regulatory oversight of the Financial Industry Regulatory Authority (FINRA) and is subject to applicable rules and regulations of the U.S. Securities and Exchange Commission (SEC). Our operations are also governed by federal and state lending laws, including the Truth in Lending Act (TILA), the Equal Credit Opportunity Act (ECOA), the Fair Credit Reporting Act (FCRA), and applicable state consumer finance statutes.
Pursuant to the USA PATRIOT Act and FinCEN regulations, MLFG is required to verify the identity of all clients prior to opening accounts or processing certain financial transactions. We collect and verify identifying information including name, date of birth, address, and government identification. This information is retained in accordance with applicable recordkeeping requirements and is not used for any purpose other than compliance and service delivery.
MLFG maintains a written AML compliance program that includes internal policies and procedures, designation of a BSA/AML Compliance Officer, employee training, independent testing, and ongoing customer due diligence. We file Currency Transaction Reports (CTRs) and Suspicious Activity Reports (SARs) with FinCEN as required by law. MLFG prohibits the use of its platform to facilitate money laundering, terrorist financing, or other financial crimes.
MLFG is committed to fair lending practices and complies with the Equal Credit Opportunity Act (ECOA) and the Fair Housing Act (FHA). We do not discriminate against applicants on the basis of race, color, religion, national origin, sex, marital status, age, the fact that all or part of the applicant's income derives from any public assistance program, or the fact that the applicant has in good faith exercised any right under the Consumer Credit Protection Act.
In accordance with the Gramm-Leach-Bliley Act (GLBA) and applicable SEC Regulation S-P, MLFG maintains an information security program designed to protect the confidentiality and integrity of customer financial information. Our safeguards include encryption of data in transit and at rest, multi-factor authentication, access controls, and periodic security assessments.
Investors and clients can research the background of MLFG and our registered representatives through FINRA's BrokerCheck tool, available free of charge at brokercheck.finra.org. BrokerCheck provides information on registration status, employment history, and any reported regulatory actions or customer complaints.
MLFG maintains a formal complaint handling process. Clients who have concerns about our services are encouraged to contact our Compliance Department at compliance@mymlfg.com. If a complaint cannot be resolved internally, clients may also contact FINRA, the SEC, or their applicable state securities regulator.
MoneyLife Financial Group, LLC
Attn: Compliance Officer
Email: compliance@mymlfg.com
Phone: 888.855.4544